Risk & Compliance Manager

Job Title: Risk & Compliance Manager
Contract Type: Permanent
Location: Brisbane
Reference: 196717
Contact Name: Dawn Peppin
Job Published: September 19, 2019 13:45

Job Description

This a rare opportunity to join this boutique Brisbane Investment Management firm and manage the overall risk and regulatory compliance function.  

You will develop, monitor and evaluate policies and procedures to ensure compliance across the requirements of ASIC, AUSTRAC and other regulatory bodies.  You will take the lead for all ongoing investigations and continuing analysis of breaches as identified by the Board and conduct regular audit and certification requirements and monitor the AML/CTF program as required by regulation.

The ability to develop and facilitate a staff compliance training program to highlight a variety of potential risk and compliance issues will be key alongside the management of all WHS management systems, policies and procedures.  Demonstrating your high-level communication skills, you will provide clear, concise and meaningful reporting to formally present recommendations to the Executive Group and Board.

Minimum of 5 years’ working experience and demonstrated skills from a Risk and Compliance background in Funds Management / Financial Services and a broader understanding of the Australian Financial Services arena will be essential to ensure a positive risk and compliance culture across the organisation. A relevant qualification of a Bachelor’s in Law, Business, Audit, Finance or Economics and/or RG146 Compliance will be highly regarded.

As a key member of the Executive team you will have an appetite for continuous improvement and growth to support socially responsible investing. 

This is a great opportunity for someone who enjoys influencing stakeholders and fostering successful key internal and external relationships.  You will drive best practice regulatory compliance and risk strategies at all levels of the business.

To be considered, please submit your Resume/CV and Cover Letter (Word format) by selecting the “Apply Now” function. Confidential enquiries can be made to Dawn Peppin, Client Partner on 07 3305 5800.

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